When investment schemes fail to produce or lose significant sums of investor money, regulators become interested in the situation and begin looking for someone to hold accountable. At the first sign of investigation, you need an experienced securities fraud defense lawyer building a thorough defense to protect your rights and professional reputation.
If you are facing charges of securities fraud or are the subject of an investigation by the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA) or other agencies, you can rely on the Law Offices of William J. Mauzy to provide you with a skilled criminal defense tailored to your individual needs.
It does not serve your interest to cooperate with federal or state investigators; you run the risk of self incrimination if you do so and could damage your defense. Call 612-200-0388 or toll free 800-620-2939 for a free initial consultation with a Minneapolis securities fraud defense attorney.
Minneapolis Investment Crimes Attorney
Attorney Bill Mauzy has more than 30 years of criminal defense experience and has successfully tried more than 100 cases. He provides his clients with a skilled and tenacious defense, thoroughly reviewing their cases and advising them on all legal strategies that will be employed in pursuit of the best possible outcome.
He represents investors and brokers facing securities fraud charges involving:
- Artificially inflating stocks before selling
- Insider trading
- Misrepresentation of stocks
- Accounting fraud
- Backdating of stock options
- Ponzi schemes
- Excessive trading or "churning"
If you are under investigation for securities fraud, contact the Law Offices of William J. Mauzy for a free initial consultation with a Minnesota securities fraud defense attorney.
